Anthony J. Zeoli
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NASAA Brings Rule 506 Notice Filings Into The 20th Century With Launch Of Electronic Filing Depository (EFD) – But Is It Enough?
In late December of last year, the North American Securities Administrators Association (NASAA) launched, what it refers to, as its Electronic Filing Depository (EFD) system. The EFD system is designed to allow users to submit certain required “blue sky” notice … Continue reading