Tag Archives: legal

Massive Amendments To Rule 147 May Be Approved TODAY!

Posted on October 26, 2016 by Anthony Zeoli

Almost a year ago, the SEC proposed certain amendments to the current Rule 147 which were intended to help foster, and increase the viability of, Intrastate crowdfunding. While little has been heard about these amendments since their release (except from … Continue reading →

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To Disclose or Not To Disclose, That Is The Question

Posted on September 13, 2016 by Anthony Zeoli

In connection with a private offering of securities the issuer will provide potential investors with some form of disclosure document. Regardless of what type of offering it is (e.g. Rule 506, Title III, Intrastate, or other private offering), the intent … Continue reading →

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SEC Proposes Sweeping Amendments To Rule 147 To Facilitate Intrastate Crowdfunding – Why They May All Be Moot

Posted on November 9, 2015 by Anthony Zeoli

With all the excitement last week surrounding the SEC’s release of the final Title III rules implementing “Regulation Crowdfunding,” the SEC’s vote in favor of proposing amendments to the current Rule 147 to help foster Intrastate Crowdfunding amounted to little … Continue reading →

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“iDisclose” – Breaking Today’s Archaic Securities Disclosure Process

Posted on October 2, 2015 by Anthony Zeoli

The process of drafting a full-blown “Private Placement Memorandum” (or similar securities disclosure document) has always been a very time consuming, and frankly overly expensive, process for several reasons. The primary reason is of course that the legal industry has … Continue reading →

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Beware Of Companies Touting “506(b) Compliant” Internet Platforms

Posted on September 16, 2015 by Anthony Zeoli

Steve Jobs is quoted as saying that “innovation distinguishes between a leader and a follower.” While I personally agree with this statement, and it may certainly be the case in the mobile device and other industries, when it comes to … Continue reading →

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