Category Archives: Uncategorized

SEC RELEASES NEW GUIDANCE ON INTRASTATE OFFERINGS

Posted on May 13, 2014 by Anthony Zeoli

Recently the SEC released new Compliance and Disclosure Interpretations (“CDIs”) relating to exempt securities offerings made pursuant to Rule 147 and Section 3(a)(11) of the Securities Act of 1933 (a/k/a the “intrastate offering exemption”). The purposes of CDIs 141.03, 141.04 and … Continue reading →

Posted in Gen Crowdfunding, Intrastate Offerings, JOBS Act, Rule 147, S.E.C. Guidance, Uncategorized | Tagged , | 1 Comment