Category Archives: S.E.C. Guidance

CFIRA WEIGHS IN ON THE “ACCREDITED INVESTOR” DEBATE IN LETTER TO THE SEC

Posted on August 28, 2014 by Anthony Zeoli

As I have talked about in a recent article (“Changes To “Accredited Investor” Definition May Clip The Wings Of Many Angel Investors“), the SEC is required by the Dodd-Frank Act to re-examine the definition of “accredited investor” under the Securities Act … Continue reading →

Posted in Gen Crowdfunding, Gen Legal, S.E.C. Guidance | Tagged , , , | 1 Comment

SEC RELEASES NEW GUIDANCE ON INTRASTATE OFFERINGS

Posted on May 13, 2014 by Anthony Zeoli

Recently the SEC released new Compliance and Disclosure Interpretations (“CDIs”) relating to exempt securities offerings made pursuant to Rule 147 and Section 3(a)(11) of the Securities Act of 1933 (a/k/a the “intrastate offering exemption”). The purposes of CDIs 141.03, 141.04 and … Continue reading →

Posted in Gen Crowdfunding, Intrastate Offerings, JOBS Act, Rule 147, S.E.C. Guidance, Uncategorized | Tagged , | 1 Comment