Tag Archives: IPO

Reg. A+ Fight Between The States And The SEC Rages On, But What Is The End Game?

As many of you know, since the release of the final Title IV (i.e. “Regulation A+”) rules earlier this year, Massachusetts and Montana have been have been vehemently contesting the provisions allowing for pre-emption of State regulation with respect to … Continue reading

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Regulation A+ Still A Go As The SEC Denies Montana’s Request to Stay

As you may know, Montana has filed a “Petition For Review” to challenge the final rules adopted by the SEC under Title IV of the JOBS Act (commonly referred to as Regulation A+). In connection with its suit, Monica J. … Continue reading

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ENTER THE MINI-IPO – SEC Approves Final Rules for Title IV of the JOBS Act (Regulation A+)

In an open meeting Wednesday, the Securities and Exchange Commission (SEC) elected to approve and release the long-awaited final rules for Title IV of the JOBS Act (commonly referred to as Regulation A+). Per the final rules, under Regulation A+ … Continue reading

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