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Anthony J. Zeoli
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Tag Archives: SEC
My 2017 Crowdfunding Wish List
2016 brought with it many developments in the crowdfunding industry, most notably the introduction of the long-awaited Title III crowdfunding rules. While admittedly not all crowdfunding legislation passed this year was as influential, there have been significant strides made to … Continue reading
Posted in Gen Crowdfunding
Tagged accredited investor, crowdfunding, dodd frank, President Elect Trump, President Trump, SEC, Title III
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Massive Amendments To Rule 147 May Be Approved TODAY!
Almost a year ago, the SEC proposed certain amendments to the current Rule 147 which were intended to help foster, and increase the viability of, Intrastate crowdfunding. While little has been heard about these amendments since their release (except from … Continue reading
The “Fix Crowdfunding Act” – What It Fixes And What It Doesn’t Fix
In early June, the U.S. House of Representatives, Financial Services Committee, approved the “Fix Crowdfunding Act” bill (or HR 4855). Maybe it’s the title of the bill that is misleading, but since then I have seen multiple articles which incorrectly … Continue reading
Posted in Gen Crowdfunding
Tagged crowdunding, Equity Crowdfunding, Investment Company Act, JOBS Act, SEC, securities, SPV, Title III
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Intrastate Crowdfunding: The Often Overlooked Option
With the Federal Title III rules recently becoming effective, there is certainly a lot of excitement surrounding national level “retail” crowdfunding to non-accredited investors. That’s obviously great news for the industry, but it’s important to remember that the majority of the … Continue reading
Posted in Gen Crowdfunding
Tagged intrastate, Intrastate Crowdfunding, JOBS Act, Rule 147, Rule 504, SEC, Section 3(a)(11), Title III
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Out of Alignment: The Dysfunctional Definition of an Accredited Investor & The Often Overlooked “Entity” Issue
As many of you know there is a heated ongoing debate as to whether the current definition of “accredited investor” should be revised and, if so, how it should be revised. The overwhelming majority of recent articles, and even proposed … Continue reading
Posted in Gen Crowdfunding
Tagged accredited investor, JOBS Act, non-accredited investor, Rule 506, SEC, Security, Title II
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