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Anthony J. Zeoli
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Tag Archives: Regulation D
To Disclose or Not To Disclose, That Is The Question
In connection with a private offering of securities the issuer will provide potential investors with some form of disclosure document. Regardless of what type of offering it is (e.g. Rule 506, Title III, Intrastate, or other private offering), the intent … Continue reading
Posted in Gen Crowdfunding
Tagged legal, Regulation A+, Regulation D, Rule 506, securities, Title II, Title III, Title IV
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CFIRA Offers Its Comments To SEC On Proposed Regulatory Changes
As you are probably aware, the SEC is currently considering sweeping changes to some of the most long-standing rules and regulations governing private transactions. These changes include fundamental revisions of both Rule 501, the definition of “accredited investor” and arguably … Continue reading
Posted in Gen Crowdfunding
Tagged accredited investor, CFIRA, crowdfunding, JOBS Act, Regulation D, Rule 147, Rule 504, SEC
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Changes To “Accredited Investor” Definition Recommended By SEC Staff; The Good, The Bad And The Ugly
Pursuant to Section 413(b)(2)(A) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”), the Securities and Exchange Commission (SEC) is required to re-examine the definition of “accredited investor” every four (4) years. The intent of the review … Continue reading
Posted in Gen Crowdfunding
Tagged accredited investor, crowdfunding, dodd frank, JOBS Act, private placements, Regulation D, SEC, Title II, Title III
10 Comments
SEC Proposes Sweeping Amendments To Rule 147 To Facilitate Intrastate Crowdfunding – Why They May All Be Moot
With all the excitement last week surrounding the SEC’s release of the final Title III rules implementing “Regulation Crowdfunding,” the SEC’s vote in favor of proposing amendments to the current Rule 147 to help foster Intrastate Crowdfunding amounted to little … Continue reading
Posted in Gen Crowdfunding
Tagged crowdfunding, Intrastate Crowdfunding, legal, Regulation D, Rule 147, SEC
3 Comments
Beware Of Companies Touting “506(b) Compliant” Internet Platforms
Steve Jobs is quoted as saying that “innovation distinguishes between a leader and a follower.” While I personally agree with this statement, and it may certainly be the case in the mobile device and other industries, when it comes to … Continue reading
