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Anthony J. Zeoli
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Tag Archives: private placements
Changes To “Accredited Investor” Definition Recommended By SEC Staff; The Good, The Bad And The Ugly
Pursuant to Section 413(b)(2)(A) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”), the Securities and Exchange Commission (SEC) is required to re-examine the definition of “accredited investor” every four (4) years. The intent of the review … Continue reading
Posted in Gen Crowdfunding
Tagged accredited investor, crowdfunding, dodd frank, JOBS Act, private placements, Regulation D, SEC, Title II, Title III
10 Comments
Beware Of Companies Touting “506(b) Compliant” Internet Platforms
Steve Jobs is quoted as saying that “innovation distinguishes between a leader and a follower.” While I personally agree with this statement, and it may certainly be the case in the mobile device and other industries, when it comes to … Continue reading
SEC Issues New Guidance: Use Of The Internet Not Always Considered General Solicitation
Last week the Securities and Exchange Commission (SEC) responded to a “no-action” letter (RE: Citizen VC, Inc.) concerning the establishment of “substantive relationships” with previously unknown potential investors and what constitutes “general solicitation” in the context of a private securities offering. … Continue reading
Posted in Gen Crowdfunding
Tagged C&DI, crowdfunding, Debt Crowdfunding, Equity Crowdfunding, general solicitation, JOBS Act, legal, No Action, private placements, Regulation D, Rule 506, SEC, Title II
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LOOKING FOR THE EXIT - Commissioner Aguilar Presses On The Need For Greater Secondary Market Liquidity
Earlier this month, Commissioner Luis A. Aguilar addressed the Advisory Committee on Small and Emerging Companies in Washing D.C. In his speech, Commissioner Aguilar echoed the sentiments of the market in arguing the need for increased liquidity in the private … Continue reading
Posted in Gen Crowdfunding
Tagged crowdfunding, liquidity, private placements, Regulation A+, Regulation D, SEC, Secondary Market, Title II, Title IV, Venture Exchange
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CHANGES TO “ACCREDITED INVESTOR” DEFINITION MAY CLIP THE WINGS OF MANY ANGEL INVESTORS
Few words or phrases have the ability to affect the U.S. economy like the term “accredited investor.” Whether you know it or not, these two little words control nearly $1 trillion of private investment in the United Stated today. The … Continue reading
Posted in Gen Crowdfunding
Tagged accredited investor, compliance, dodd frank, private placements, Regulation D, SEC
4 Comments